RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• M•• R•••••• N•••••
- E• W••••• A••••••• independent RIA currentsince Nov 11, 2025 · Torrance, Ca
- G••••• R••••••••• P••••••• L•• institutionalJun 7, 2019 to Apr 6, 2022 · Paolos Verdes, Ca
- W•••• F•••• A••••••• wirehouseDec 13, 2011 to Jun 12, 2019 · Seal Beach, Ca
- G••••• R••••••••• P••••••• L•• to E• W••••• A•••••••left Apr 6, 2022, registered Nov 11, 2025 (1315 days) · Other
- W•••• F•••• A••••••• to G••••• R••••••••• P••••••• L••left Jun 12, 2019, registered Jun 7, 2019 (-5 days) · Other · moved with a team
- G••••••• M•• R•••••• N••••• left G••••• R••••••••• P••••••• L•• for E• W••••• A••••••• (registered 2025-11-11)Apr 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address