RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• V••••••••• R•••••••••
- M••••• G•••• I••••••••• A•••••••• L•• independent RIA currentsince Jul 28, 2026 · St. Louis, Mo
- F•••• P••••••• W•••••• L•• independent RIAJul 25, 2024 to Jul 27, 2026 · Clayton, Mo
- F•••• A•••••• S••••••••• L•• independent RIANov 2, 2017 to Jul 27, 2026 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• formerNov 2, 2017 to Jun 28, 2024 · St Louis, Mo
- S••••••• F•••••••• S•••••••• I••• formerJan 27, 2011 to Oct 4, 2017 · St. Louis, Mo
- F•••• A•••••• S••••••••• L•• to F•••• P••••••• W•••••• L••left Jul 27, 2026, registered Jul 25, 2024 (-732 days) · channel change inside one enterprise, not a move
- F•••• P••••••• W•••••• L•• to M••••• G•••• I••••••••• A•••••••• L••left Jul 27, 2026, registered Jul 28, 2026 (1 days) · RIA to RIA
- B••••••••• S•••••••• W•••••• L•• to F•••• A•••••• S••••••••• L••left Jun 28, 2024, registered Nov 2, 2017 (-2430 days) · Other · moved with a team
- S••••••• F•••••••• S•••••••• I••• to B••••••••• S•••••••• W•••••• L••left Oct 4, 2017, registered Nov 2, 2017 (29 days) · Other
- A••••• V••••••••• R••••••••• left F•••• P••••••• W•••••• L•• for M••••• G•••• I••••••••• A•••••••• L•• (registered 2026-07-28)Jul 27, 2026 · a•••••• firm change · fact
- A••••• V••••••••• R••••••••• left B••••••••• S•••••••• W•••••• L•• for F•••• A•••••• S••••••••• L•• (registered 2017-11-02)Jun 28, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address