M•••••• L••

• L•• F•••••••• L•• BD affiliated current
  since May 15, 2025 · Everett, Wa
• C••• F•••••••• S•••••••• L••• former
  Mar 2, 2021 to May 15, 2025 · Burien, Wa
• W•••• F•••• A••••••• wirehouse
  Sep 29, 2017 to Nov 9, 2020 · Bellevue, Wa
• K•• I••••••••• S••••••• L•• BD affiliated
  Oct 20, 2014 to Dec 6, 2016 · Tacoma, Wa
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Jun 17, 2014 · Issaquah, Wa
• C•••• I••••••••• S••••••• C•••• former
  Sep 9, 2011 to Oct 1, 2012 · Issaquah, Wa

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••
  left Nov 9, 2020, registered Mar 2, 2021 (113 days) · Wirehouse to affiliated broker-dealer or bank
• K•• I••••••••• S••••••• L•• to W•••• F•••• A•••••••
  left Dec 6, 2016, registered Sep 29, 2017 (297 days) · Other
• J••• M••••• S••••••••• L•• to K•• I••••••••• S••••••• L••
  left Jun 17, 2014, registered Oct 20, 2014 (125 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address