DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Abbey Dawn Eastham

Independent Financial Group, LLCBD affiliatedSan Diego, Cadual registrantIAPD 5860380

Feed of 09/14/2026

Also filed as Abbey Dawn Riddles

At current firm

1 y

since Feb 20, 2025

In the industry

13 y

since May 6, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Group, LLC BD affiliated current
since Feb 20, 2025 · San Diego, Ca
Realta Investment Advisors, Inc BD affiliated
Oct 14, 2024 to Feb 25, 2025 · San Diego, Ca
Cetera Investment Advisers LLC BD affiliated
Feb 8, 2023 to Oct 16, 2024 · San Diego, Ca
Cetera Advisors LLC former
Feb 8, 2023 to Feb 8, 2023 · San Diego, Ca
Cetera Investment Advisers LLC BD affiliated
Nov 12, 2020 to Feb 8, 2023 · San Diego, Ca
First Allied Advisory Services, Inc. former
Jan 6, 2014 to Nov 12, 2020 · San Diego, Ca
LPL Financial LLC BD affiliated
May 7, 2013 to Jan 17, 2014 · La Mesa, Ca

Moves

a registration end followed by a registration begin elsewhere

Realta Investment Advisors, Inc to Independent Financial Group, LLC
left Feb 25, 2025, registered Feb 20, 2025 (-5 days) · Affiliated broker-dealer or bank to another
Cetera Investment Advisers LLC to Realta Investment Advisors, Inc
left Oct 16, 2024, registered Oct 14, 2024 (-2 days) · Affiliated broker-dealer or bank to another
Cetera Advisors LLC to Cetera Investment Advisers LLC
left Feb 8, 2023, registered Feb 8, 2023 (0 days) · Affiliated broker-dealer or bank to another
Cetera Investment Advisers LLC to Cetera Advisors LLC
left Feb 8, 2023, registered Feb 8, 2023 (0 days) · Affiliated broker-dealer or bank to another
First Allied Advisory Services, Inc. to Cetera Investment Advisers LLC
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
LPL Financial LLC to First Allied Advisory Services, Inc.
left Jan 17, 2014, registered Jan 6, 2014 (-11 days) · Other

Signals

Abbey Dawn Eastham left Realta Investment Advisors, Inc for Independent Financial Group, Llc (registered 2025-02-20)
Feb 25, 2025 · Advisor changed firm · fact
Abbey Dawn Eastham left Cetera Investment Advisers Llc for Realta Investment Advisors, Inc (registered 2024-10-14)
Oct 16, 2024 · Advisor changed firm · fact
Abbey Dawn Eastham left Cetera Advisors Llc for Cetera Investment Advisers Llc (registered 2023-02-08)
Feb 8, 2023 · Advisor changed firm · fact
Abbey Dawn Eastham left Cetera Investment Advisers Llc for Cetera Advisors Llc (registered 2023-02-08)
Feb 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address