RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B••• B••• L•• independent RIA currentsince May 26, 2016 · Dedham, Ma
- P•••••• A•••••• G••••• L•• BD affiliatedMay 21, 2014 to Jun 17, 2016 · Suwanee, Ga
- M••••• S•••••• wirehouseApr 15, 2013 to May 21, 2014 · Alpharetta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 21, 2011 to Mar 6, 2013 · Alpharetta, Ga
- P•••••• A•••••• G••••• L•• to B••• B••• L••left Jun 17, 2016, registered May 26, 2016 (-22 days) · Other
- M••••• S•••••• to P•••••• A•••••• G••••• L••left May 21, 2014, registered May 21, 2014 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 6, 2013, registered Apr 15, 2013 (40 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address