DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• R•••• A•••••••

F••••• P••• C•••••• L••state registeredO Fallon, MoIA-onlyIAPD 5874130

Feed of 09/14/2026

Also filed as Joe Anderson

At current firm

1 y

since Jul 18, 2025

In the industry

12 y

since Nov 8, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• P••• C•••••• L•• state registered current
since Jul 18, 2025 · O Fallon, Mo
I•••••••• A••••••• S•••••••• independent RIA
Mar 20, 2024 to Jul 17, 2025 · Ofallon, Mo
C•••••• C•••••• W••••• M••••••••• L•• independent RIA
Jul 5, 2019 to Mar 11, 2024 · Clayton, Mo
S•••••• I••••••••• L•• independent RIA
Feb 11, 2016 to May 6, 2019 · St. Louis, Mo
S•••••• I••••••••• L•• independent RIA
Jul 20, 2015 to Sep 30, 2015 · Creve Coeur, Mo
S•••••• I••••••••• L•• independent RIA
Aug 13, 2014 to Nov 20, 2014 · St. Louis, Mo
I•••••••• A•••••••• L•• BD affiliated
Mar 14, 2014 to Jul 16, 2014 · Larchwood, Ia

Moves

a registration end followed by a registration begin elsewhere

I•••••••• A••••••• S•••••••• to F••••• P••• C•••••• L••
left Jul 17, 2025, registered Jul 18, 2025 (1 days) · RIA to a state-registered adviser
C•••••• C•••••• W••••• M••••••••• L•• to I•••••••• A••••••• S••••••••
left Mar 11, 2024, registered Mar 20, 2024 (9 days) · RIA to RIA
S•••••• I••••••••• L•• to C•••••• C•••••• W••••• M••••••••• L••
left May 6, 2019, registered Jul 5, 2019 (60 days) · RIA to RIA
I•••••••• A•••••••• L•• to S•••••• I••••••••• L••
left Jul 16, 2014, registered Aug 13, 2014 (28 days) · Other

Signals

J••••• R•••• A••••••• left I•••••••• A••••••• S•••••••• for F••••• P••• C•••••• L•• (registered 2025-07-18)
Jul 17, 2025 · Advisor changed firm · fact
J••••• R•••• A••••••• left C•••••• C•••••• W••••• M••••••••• L•• for I•••••••• A••••••• S•••••••• (registered 2024-03-20)
Mar 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address