DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Correct Capital Wealth Management, LLC
Latest filing Feb 27, 2026
First filing on the tape Aug 31, 2018 · 38 filings
SEC status approved since Sep 28, 2018
RAUM
$889M
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
81%
$724M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$889M as of Feb 27, 2026
Mar 30, 2019$448M then
HNW client RAUM$623M as of Feb 27, 2026
Mar 30, 2019$184M then
State-registered IARs (5.B.3)8 as of Feb 27, 2026
Mar 30, 20190 then
Employees (5.A)12 as of Feb 27, 2026
Mar 30, 20195 then
Private funds: no history
RAUM -3.5% over the last fiscal year+11% a year over threeIARs 6 to 8
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $502,742derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 68%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $582,445, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$623M70%
- Pension and profit-sharing plans$165M19%
- Individuals$101M11%
- Individual clients
- 257reported
- HNW clients
- 174reported
- Pension plan clients
- 35reported
- Charitable clients
- n/areported
- Accounts
- 1,769reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $582,445 for 32 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.81 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Vincent Biedenstein | Clayton, Mo | Sep 28, 2018 | 11 y | 1 |
| Brian Isadore PultmanCertified Financial Planner | Clayton, Mo | Oct 1, 2018 | 33 y | 1 |
| Ryan Joseph Potts | Clayton, Mo | Jan 12, 2023 | 16 y | 2 |
| Jordan Korte | Clayton, Mo | Aug 7, 2024 | 21 y | 1 |
| Johnathan M Horman | Clayton, Mo | Apr 7, 2025 | 15 y | 4 |
| Dominic Grasse | Clayton, Mo | Dec 5, 2025 | 10 y | 0 |
| Justin H Volkmar | Clayton, Mo | Feb 3, 2026 | 16 y | 9 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount5 left over 36 months
Left, latest
- Alexa Koziol to Focus Advisor Solutions, LLCMay 19, 2026 · RIA to RIA
- Cherry Qian Ohms to Belpointe Asset Management LLCMay 13, 2025 · RIA to RIA
- Colin Matthew Day to Mercer Global Advisors Inc.Feb 4, 2025 · RIA to RIA
- John Jacinto Zata to Simplexus Wealth ManagementJun 24, 2024 · RIA to a state-registered adviser
- Joseph Roman Anderson to Integrity Advisory SolutionsMar 11, 2024 · RIA to RIA
- Megan Elizabeth Rapplean to Moneta Group Investment Advisors, LLCFeb 24, 2020 · RIA to RIA
Joined, latest
- Justin H Volkmar from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 3, 2026 · Wirehouse to independent RIA
- Alexa Koziol from Clayton Financial Group, LLCDec 16, 2025 · RIA to RIA
- Johnathan M Horman from Lanark Financial, Inc.Apr 7, 2025 · RIA to RIA
- Jordan Korte from Propartners WealthAug 7, 2024 · Other
- Ryan Joseph Potts from Barber Financial GroupJan 12, 2023 · RIA to RIA
- Colin Matthew Day from Retirement Plan Advisors, LLCJul 21, 2020 · RIA to RIA
- Joseph Roman Anderson from Severin Investments LLCJul 5, 2019 · RIA to RIA
- Brian Isadore Pultman from Wells Fargo AdvisorsOct 1, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Megan Elizabeth Rapplean from Wells Fargo AdvisorsOct 1, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- John Vincent Biedenstein from Wells Fargo AdvisorsSep 28, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Wells Fargo AdvisorsOct 2, 2018 · Frontenac, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vincent John Biedenstein · Ccocontrolsince 02/2021 · owns less than 5%
- Isadore Brian Pultman · Chief Executive Officer, Managing Membercontrolsince 10/2018 · owns 75% or more
- Isadore Brian Pultman · Trusteecontrolsince 03/2021 · owns 75% or more of Sydney H. Pultman Revocable Living Trust Dtd 07/13/2018
- Isadore Brian Pultman · Trusteecontrolsince 03/2021 · owns 75% or more of Samuel K. Pultman Revocable Living Trust Dtd 11/27/2019
- K Samuel Pultman · Trusteesince 03/2021 · owns F of Samuel K. Pultman Revocable Living Trust Dtd 11/27/2019
- H Sydney Pultman · Trusteesince 03/2021 · owns F of Sydney H. Pultman Revocable Living Trust Dtd 07/13/2018
Entity owners
- Samuel K. Pultman Revocable Living Trust Dtd 11/27/2019 · Memberdirect · owns 10% to 25%
- Sydney H. Pultman Revocable Living Trust Dtd 07/13/2018 · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clayton, Mo · principal | 7 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,730 to 1,769Aug 5, 2025 to Feb 27, 2026
- Advisory employees · 5 to 8Aug 5, 2025 to Feb 27, 2026
- HNW clients · 165 to 174Aug 5, 2025 to Feb 27, 2026
- Pension plan clients · 37 to 35Aug 5, 2025 to Feb 27, 2026
- Assets in custody · $133,155 to $582,445Aug 5, 2025 to Feb 27, 2026
- Employees · 5 to 12Aug 5, 2025 to Feb 27, 2026
- State-registered IARs · 5 to 8Aug 5, 2025 to Feb 27, 2026
- Discretionary RAUM · $486M to $601MAug 5, 2025 to Feb 27, 2026
- HNW RAUM · $618M to $623MAug 5, 2025 to Feb 27, 2026
- Individual RAUM · $93.4M to $101MAug 5, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $435M to $288MAug 5, 2025 to Feb 27, 2026
- Pension RAUM · $211M to $165MAug 5, 2025 to Feb 27, 2026
- RAUM · $921M to $889MAug 5, 2025 to Feb 27, 2026
- Advisory employees · 6 to 5Mar 31, 2025 to Aug 5, 2025
- Employees · 6 to 5Mar 31, 2025 to Aug 5, 2025
- State-registered IARs · 6 to 5Mar 31, 2025 to Aug 5, 2025
- Accounts · 1,642 to 1,730Mar 26, 2024 to Mar 31, 2025
- Advisory employees · 5 to 6Mar 26, 2024 to Mar 31, 2025
- BD registered reps · 2 to 0Mar 26, 2024 to Mar 31, 2025
- HNW clients · 183 to 165Mar 26, 2024 to Mar 31, 2025
- Individual clients · 238 to 257Mar 26, 2024 to Mar 31, 2025
- Assets in custody · $1.5M to $133,155Mar 26, 2024 to Mar 31, 2025
- Employees · 5 to 6Mar 26, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to 1-10Mar 26, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 6Mar 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $425M to $486MMar 26, 2024 to Mar 31, 2025
- HNW RAUM · $531M to $618MMar 26, 2024 to Mar 31, 2025
- Individual RAUM · $63.3M to $93.4MMar 26, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $382M to $435MMar 26, 2024 to Mar 31, 2025
- Pension RAUM · $212M to $211MMar 26, 2024 to Mar 31, 2025
- RAUM · $807M to $921MMar 26, 2024 to Mar 31, 2025
- Accounts · 1,581 to 1,642Dec 21, 2023 to Mar 26, 2024
- Advisory employees · 6 to 5Dec 21, 2023 to Mar 26, 2024
- Advisory activities · 6 to 4Dec 21, 2023 to Mar 26, 2024
- HNW clients · 155 to 183Dec 21, 2023 to Mar 26, 2024
- Individual clients · 248 to 238Dec 21, 2023 to Mar 26, 2024
- Pension plan clients · 25 to 37Dec 21, 2023 to Mar 26, 2024
- Assets in custody · $342M to $1.5MDec 21, 2023 to Mar 26, 2024
- Employees · 6 to 5Dec 21, 2023 to Mar 26, 2024
- State-registered IARs · 6 to 5Dec 21, 2023 to Mar 26, 2024
Signals
13 dated events
- Alexa Koziol left Correct Capital Wealth Management, Llc for Focus Advisor Solutions, Llc (registered 2026-06-14)May 19, 2026 · Advisor changed firm · fact
- Cherry Qian Ohms left Correct Capital Wealth Management, Llc for Belpointe Asset Management Llc (registered 2025-12-15)May 13, 2025 · Advisor changed firm · fact
- Colin Matthew Day left Correct Capital Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2025-02-28)Feb 4, 2025 · Advisor changed firm · fact
- John Jacinto Zata left Correct Capital Wealth Management, Llc for Simplexus Wealth Management (registered 2026-06-26)Jun 24, 2024 · Advisor changed firm · fact
- Joseph Roman Anderson left Correct Capital Wealth Management, Llc for Integrity Advisory Solutions (registered 2024-03-20)Mar 11, 2024 · Advisor changed firm · fact
- Correct Capital Wealth Management, Llc reported RAUM $834.2M, up 32% from $633.5M (2021-12-09 to 2022-02-04)Feb 4, 2022 · RAUM change · derived
- Correct Capital Wealth Management, Llc reported RAUM $633.5M, up 35% from $468.1M (2020-10-15 to 2021-03-01)Mar 1, 2021 · RAUM change · derived
- Vincent John Biedenstein (Cco) appeared on Schedule A of Correct Capital Wealth Management, LlcMar 1, 2021 · Control person joined · fact
- Correct Capital Wealth Management, Llc reported RAUM $468.1M, up 38% from $340.0M (2020-03-31 to 2020-05-13)May 13, 2020 · RAUM change · derived
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of Correct Capital Wealth Management, Llc (listed 2020-03-09, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- Louise Megan Castleman (Chief Compliance Officer) no longer on Schedule A of Correct Capital Wealth Management, Llc (listed 2019-03-30, absent 2019-07-11)Jul 11, 2019 · Control person left · inference
- Leigh Stacy Sizemore (Chief Compliance Officer) appeared on Schedule A of Correct Capital Wealth Management, LlcJul 11, 2019 · Control person joined · fact
- Correct Capital Wealth Management, Llc filed its initial SEC registration (Form ADV)Aug 31, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/correct-capital-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- correctcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-930-4015reportedpublic record, Form ADV, Feb 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026