DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sylvester Tyrone Johnson

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 5879629

Feed of 09/15/2026

Also filed as Sylvester Johnson

At current firm

0 y

since Apr 6, 2026

In the industry

14 y

since Jul 7, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Apr 6, 2026 · Pearland, Tx
Frost Investment Services BD affiliated
Dec 21, 2022 to Mar 26, 2026 · Friendswood, Tx
Charles Schwab & Co., Inc. national BD
Jul 22, 2020 to Dec 22, 2022 · Webster, Tx
Bb&T Securities, LLC former
Jan 2, 2018 to Jun 15, 2020 · Sugar Land, Tx
Bb&T Investment Services, Inc. former
Dec 1, 2017 to Jan 2, 2018 · Bellaire, Tx
Swbc Investment Company independent RIA
Sep 16, 2014 to Nov 27, 2017 · Houston, Tx
Morgan Stanley wirehouse
Jan 9, 2013 to Sep 26, 2014 · Houston, Tx
Wells Fargo Advisors wirehouse
Jul 9, 2012 to Nov 28, 2012 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Frost Investment Services to LPL Financial LLC
left Mar 26, 2026, registered Apr 6, 2026 (11 days) · Affiliated broker-dealer or bank to another
Charles Schwab & Co., Inc. to Frost Investment Services
left Dec 22, 2022, registered Dec 21, 2022 (-1 days) · Affiliated broker-dealer or bank to another
Bb&T Securities, LLC to Charles Schwab & Co., Inc.
left Jun 15, 2020, registered Jul 22, 2020 (37 days) · Affiliated broker-dealer or bank to another
Bb&T Investment Services, Inc. to Bb&T Securities, LLC
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
Swbc Investment Company to Bb&T Investment Services, Inc.
left Nov 27, 2017, registered Dec 1, 2017 (4 days) · Other
Morgan Stanley to Swbc Investment Company
left Sep 26, 2014, registered Sep 16, 2014 (-10 days) · Other
Wells Fargo Advisors to Morgan Stanley
left Nov 28, 2012, registered Jan 9, 2013 (42 days) · Wirehouse to wirehouse

Signals

Sylvester Tyrone Johnson left Frost Investment Services for Lpl Financial Llc (registered 2026-04-06)
Mar 26, 2026 · Advisor changed firm · fact
Sylvester Tyrone Johnson left Charles Schwab & Co., Inc. for Frost Investment Services (registered 2022-12-21)
Dec 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address