DFX Intelligence
RIA Intelligence
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Registered advisor
A•• M•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Jun 8, 2020
In the industry
22 y
since Sep 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jun 8, 2020 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerJun 24, 2015 to May 15, 2018 · Alpharetta, Ga
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 14, 2014 to Jun 18, 2015 · Atlanta, Ga
- E••••• J•••• national BDMay 9, 2011 to Jun 13, 2014 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to T••••• A••••••• S•••••••• I•••left May 15, 2018, registered Jun 8, 2020 (755 days) · RIA to affiliated broker-dealer or bank
- V•••• F•••••••• A•••••••• I••• to E•••••• C•••••• M••••••••• L••left Jun 18, 2015, registered Jun 24, 2015 (6 days) · Other
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Jun 13, 2014, registered Nov 14, 2014 (154 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address