RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• D•••• W••••
- W•••• H••• W••••• M••••••••• independent RIA currentsince May 14, 2026 · Broomfield, Co
- W•••••• W••••• M••••••••• L•• independent RIAFeb 23, 2017 to Jun 22, 2026 · Boulder, Co
- L•• F•••••••• L•• BD affiliatedFeb 22, 2017 to Feb 22, 2017 · Boulder, Co
- E••••• J•••• national BDMay 23, 2011 to Feb 22, 2017 · Superior, Co
- W•••••• W••••• M••••••••• L•• to W•••• H••• W••••• M•••••••••left Jun 22, 2026, registered May 14, 2026 (-39 days) · RIA to a newly registered adviser · moved with a team
- E••••• J•••• to L•• F•••••••• L••left Feb 22, 2017, registered Feb 22, 2017 (0 days) · Other
- L•• F•••••••• L•• to W•••••• W••••• M••••••••• L••left Feb 22, 2017, registered Feb 23, 2017 (1 days) · Other
- J••••••• D•••• W•••• left W•••••• W••••• M••••••••• L•• for W•••• H••• W••••• M••••••••• (registered 2026-05-14)Jun 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address