DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••••• C•••••

T•• A•••••••• I•••BD affiliatedSummit, Nj IA-onlyIAPD 5886502

Feed of 09/14/2026

Also filed as Matt C•••••

At current firm

0 y

since Nov 10, 2025

In the industry

13 y

since Feb 28, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• I••• BD affiliated current
since Nov 10, 2025 · Summit, Nj
L•••••• P••• C•••••• L•• independent RIA
Nov 12, 2024 to Aug 11, 2025 · Castle Rock, Co
E••• B••••• A•••••••• L•• former
Oct 26, 2022 to Sep 16, 2024 · Sioux Falls, Sd
B•••• A•••• M••••••••• asset manager
Mar 10, 2020 to Apr 27, 2022 · Castle Rock, Co
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Apr 27, 2017 to Jan 27, 2020 · Castle Rock, Co
3•• C•••••• L•• former
Oct 6, 2016 to Apr 21, 2017 · Denver, Co
C••••• C••••••• L•• former
May 22, 2013 to Mar 27, 2015 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

L•••••• P••• C•••••• L•• to T•• A•••••••• I•••
left Aug 11, 2025, registered Nov 10, 2025 (91 days) · RIA to affiliated broker-dealer or bank
E••• B••••• A•••••••• L•• to L•••••• P••• C•••••• L••
left Sep 16, 2024, registered Nov 12, 2024 (57 days) · RIA to a newly registered adviser
B•••• A•••• M••••••••• to E••• B••••• A•••••••• L••
left Apr 27, 2022, registered Oct 26, 2022 (182 days) · Other
M••••• O• O•••• I••••••• S•••••••• I••• to B•••• A•••• M•••••••••
left Jan 27, 2020, registered Mar 10, 2020 (43 days) · Other
3•• C•••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••
left Apr 21, 2017, registered Apr 27, 2017 (6 days) · Other
C••••• C••••••• L•• to 3•• C•••••• L••
left Mar 27, 2015, registered Oct 6, 2016 (559 days) · Other

Signals

M•••••• J••••• C••••• left L•••••• P••• C•••••• L•• for T•• A•••••••• I••• (registered 2025-11-10)
Aug 11, 2025 · Advisor changed firm · fact
M•••••• J••••• C••••• left E••• B••••• A•••••••• L•• for L•••••• P••• C•••••• L•• (registered 2024-11-12)
Sep 16, 2024 · Advisor changed firm · fact
M•••••• J••••• C••••• left B•••• A•••• M••••••••• for E••• B••••• A•••••••• L•• (registered 2022-10-26)
Apr 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address