RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• R••••• A••••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Jun 9, 2026 · Miami, Fl
- V••••••••• I••• I••• formerSep 24, 2021 to Jun 2, 2026 · Miami, Fl
- W•••• F•••• A••••••• wirehouseJun 26, 2017 to Sep 17, 2021 · Miami, Fl
- A•••••• I••••••••• I••• independent RIAJun 6, 2013 to Jul 10, 2017 · Coral Gables, Fl
- V••••••••• I••• I••• to I••••••• A••••••• S•••••••• L••left Jun 2, 2026, registered Jun 9, 2026 (7 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to V••••••••• I••• I•••left Sep 17, 2021, registered Sep 24, 2021 (7 days) · Wirehouse to independent RIA
- A•••••• I••••••••• I••• to W•••• F•••• A•••••••left Jul 10, 2017, registered Jun 26, 2017 (-14 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address