RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• O•••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 15, 2026 · Port Orchard, Wa
- R•••••• J•••• • A••••••••• I••• national BDMar 23, 2023 to Dec 31, 2025 · Port Orchard, Wa
- J••••• M••••••••• S•••• L•• BD affiliatedMay 1, 2019 to Mar 21, 2023 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 8, 2018 to Apr 24, 2019 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 30, 2017 to Feb 7, 2018 · Alpharetta, Ga
- I••••• F•••••••• C••••••••• formerJan 14, 2013 to Jan 26, 2016 · Stuart, Fl
- P•• W••••• M••••••••• BD affiliatedJul 15, 2011 to Jan 2, 2013 · Jupiter, Fl
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2025, registered Jan 15, 2026 (15 days) · corporate re-registration, not a move
- J••••• M••••••••• S•••• L•• to R•••••• J•••• • A••••••••• I•••left Mar 21, 2023, registered Mar 23, 2023 (2 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to J••••• M••••••••• S•••• L••left Apr 24, 2019, registered May 1, 2019 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Feb 7, 2018, registered Feb 8, 2018 (1 days) · Wirehouse to affiliated broker-dealer or bank
- I••••• F•••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 26, 2016, registered Aug 30, 2017 (582 days) · Other
- P•• W••••• M••••••••• to I••••• F•••••••• C•••••••••left Jan 2, 2013, registered Jan 14, 2013 (12 days) · Other
- A•••••• O••••••• left J••••• M••••••••• S•••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-03-23)Mar 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address