RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• T••••••• S•••• L• R••
- E•••••• F•••••••• E•••••• independent RIA currentsince Oct 22, 2025 · San Mateo, Ca
- A••••• A•• P••••••• S••••••• BD affiliatedJul 2, 2024 to Oct 10, 2025 · San Francisco, Ca
- F••••• I••••••••• independent RIAJun 14, 2011 to Apr 25, 2024 · San Mateo, Ca
- A••••• A•• P••••••• S••••••• to E•••••• F•••••••• E••••••left Oct 10, 2025, registered Oct 22, 2025 (12 days) · Affiliated broker-dealer or bank to independent RIA
- F••••• I••••••••• to A••••• A•• P••••••• S•••••••left Apr 25, 2024, registered Jul 2, 2024 (68 days) · RIA to affiliated broker-dealer or bank
- W•••••• T••••••• S•••• L• R•• left A••••• A•• P••••••• S••••••• for E•••••• F•••••••• E•••••• (registered 2025-10-22)Oct 10, 2025 · Advisor changed firm · fact
- W•••••• T••••••• S•••• L• R•• left F••••• I••••••••• for A••••• A•• P••••••• S••••••• (registered 2024-07-02)Apr 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address