RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••• M••••
- L••••••• P•••••• A•••• M••••••••• L•• independent RIA currentsince May 14, 2025 · Alamo, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJun 5, 2018 to Feb 25, 2019 · San Francisco, Ca
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• managerNov 21, 2014 to May 23, 2018 · Newport Beach, Ca
- A•••••• W••••• M••••••••• L•• independent RIAMar 8, 2013 to Nov 19, 2014 · Carlsbad, Ca
- M••••• K•••• C•••••• M••••••••• L•• formerApr 16, 2012 to Dec 19, 2012 · San Diego, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• to L••••••• P•••••• A•••• M••••••••• L••left Feb 25, 2019, registered May 14, 2025 (2270 days) · RIA to RIA
- C••••••• P••••••• I••••••••• A•••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left May 23, 2018, registered Jun 5, 2018 (13 days) · Other
- A•••••• W••••• M••••••••• L•• to C••••••• P••••••• I••••••••• A•••••••• L••left Nov 19, 2014, registered Nov 21, 2014 (2 days) · Other
- M••••• K•••• C•••••• M••••••••• L•• to A•••••• W••••• M••••••••• L••left Dec 19, 2012, registered Mar 8, 2013 (79 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address