DFX Intelligence
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Registered advisor
J••••• R• H•••••••
Feed of 09/15/2026
Also filed as J••••• R• H••••••••• H••••••••• R•• H•••••••
At current firm
3 y
since Feb 11, 2023
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••••••• R••••••••• BD affiliated currentsince Feb 11, 2023 · Champions Gate, Fl
- P•••• S••••••••• L•• no RAUMMar 1, 2022 to Nov 10, 2022 · Champions Gate, Fl
- W•••• F•••• A••••••• wirehouseApr 28, 2021 to Jul 19, 2021 · Orlando, Fl
- P•••• S••••••••• L•• no RAUMJan 25, 2021 to Mar 17, 2021 · Tampa, Fl
- E••••• J•••• national BDAug 21, 2019 to Feb 27, 2020 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to M••••••••• R•••••••••left Nov 10, 2022, registered Feb 11, 2023 (93 days) · Other
- W•••• F•••• A••••••• to P•••• S••••••••• L••left Jul 19, 2021, registered Mar 1, 2022 (225 days) · Wirehouse to affiliated broker-dealer or bank
- P•••• S••••••••• L•• to W•••• F•••• A•••••••left Mar 17, 2021, registered Apr 28, 2021 (42 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to P•••• S••••••••• L••left Feb 27, 2020, registered Jan 25, 2021 (333 days) · Affiliated broker-dealer or bank to another
Signals
- J••••• R• H••••••• left P•••• S••••••••• L•• for M••••••••• R••••••••• (registered 2023-02-11)Nov 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address