DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Zugec
Feed of 09/15/2026
At current firm
13 y
since Aug 19, 2013
In the industry
15 y
since Jun 17, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
4
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Federated Global Investment Management Corp. asset manager currentsince Sep 22, 2016 · Imperial, Pa
- Mdt Advisers, A Division Of Federated Mdta LLC asset manager currentsince Aug 20, 2013 · Imperial, Pa
- Federated Investment Counseling institutional currentsince Aug 19, 2013 · Pittsburgh, Pa
- Federated Securities Corp. no RAUM currentsince Aug 19, 2013 · Pittsburgh, Pa
- Pruco Securities, LLC no RAUMJan 29, 2013 to Aug 16, 2013 · Canonsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to Federated Securities Corp.left Aug 16, 2013, registered Aug 19, 2013 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address