J••••• P•••••• L•••••

• N•••••• A••••••• BD affiliated current
  since Mar 22, 2024 · Berryville, Va
• E••••• J•••• national BD
  Nov 7, 2017 to Apr 3, 2024 · Berryville, Va
• W•••• F•••• A••••••• wirehouse
  Mar 22, 2013 to Nov 7, 2017 · Raleigh, Nc
• E••••• J•••• national BD
  Nov 15, 2011 to Feb 15, 2013 · Midlothian, Va
• E••••• J•••• national BD
  Aug 1, 2011 to Aug 31, 2011 · Maryland Heights, Mo

• E••••• J•••• to N•••••• A•••••••
  left Apr 3, 2024, registered Mar 22, 2024 (-12 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to E••••• J••••
  left Nov 7, 2017, registered Nov 7, 2017 (0 days) · Wirehouse to affiliated broker-dealer or bank
• E••••• J•••• to W•••• F•••• A•••••••
  left Feb 15, 2013, registered Mar 22, 2013 (35 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Apr 3, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

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