RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• L•••••
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Mar 13, 2024 · Grand Rapids, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 30, 2022 to Feb 22, 2024 · Grand Rapids, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedApr 29, 2014 to Dec 3, 2021 · Grand Rapids, Mi
- P•• W••••• M••••••••• BD affiliatedSep 22, 2011 to Apr 7, 2014 · Rockford, Mi
- M••••• S•••••• wirehouseJun 30, 2011 to Jul 25, 2011 · Grand Rapids, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••••••• F•••••••• A•••••••left Feb 22, 2024, registered Mar 13, 2024 (20 days) · Wirehouse to affiliated broker-dealer or bank
- F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 3, 2021, registered Nov 30, 2022 (362 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Apr 7, 2014, registered Apr 29, 2014 (22 days) · Other
- M••••• S•••••• to P•• W••••• M•••••••••left Jul 25, 2011, registered Sep 22, 2011 (59 days) · Other
- B•••• L••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H••••••••• F•••••••• A••••••• (registered 2024-03-13)Feb 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address