DFX Intelligence
RIA Intelligence
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Feed of 09/14/2026
Also filed as G•••••• Sebastian D••••
At current firm
2 y
since Aug 2, 2024
In the industry
15 y
since Apr 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Aug 2, 2024 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseMar 15, 2019 to Aug 13, 2024 · Jackson, Mi
- W•••• F•••• A••••••• wirehouseJul 11, 2011 to Mar 15, 2019 · Jackson, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to ••••••••left Aug 13, 2024, registered Aug 2, 2024 (-11 days) · Wirehouse to independent RIA · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 15, 2019, registered Mar 15, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
Signals
- G•••••• D•••• left W•••• F•••• A••••••• for &Partners (registered 2024-08-02)Aug 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address