DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• J•••• D•••••

A••••• A•• P••••••• S•••••••BD affiliatedFairfax, Va dual registrantIAPD 5919481

Feed of 09/15/2026

Also filed as G•••••• D•••••

At current firm

2 y

since Dec 20, 2023

In the industry

15 y

since Apr 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Dec 20, 2023 · Fairfax, Va
P•• W••••• M••••••••• BD affiliated
Apr 19, 2023 to Nov 24, 2023 · Woodridge, Va
E•••••• C•••••• M••••••••• L•• former
Jun 3, 2020 to Apr 21, 2023 · Washington, Dc
C••• F•••••••• S•••••••• L••• former
Oct 20, 2017 to Apr 17, 2020 · Orlando, Fl
S•••••••• A••••••• L•• national BD
Apr 11, 2012 to Oct 16, 2017 · Reston, Va

Moves

a registration end followed by a registration begin elsewhere

P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••
left Nov 24, 2023, registered Dec 20, 2023 (26 days) · Affiliated broker-dealer or bank to another
E•••••• C•••••• M••••••••• L•• to P•• W••••• M•••••••••
left Apr 21, 2023, registered Apr 19, 2023 (-2 days) · RIA to affiliated broker-dealer or bank
C••• F•••••••• S•••••••• L••• to E•••••• C•••••• M••••••••• L••
left Apr 17, 2020, registered Jun 3, 2020 (47 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to C••• F•••••••• S•••••••• L•••
left Oct 16, 2017, registered Oct 20, 2017 (4 days) · Other

Signals

G•••••• J•••• D••••• left P•• W••••• M••••••••• for A••••• A•• P••••••• S••••••• (registered 2023-12-20)
Nov 24, 2023 · Advisor changed firm · fact
G•••••• J•••• D••••• left E•••••• C•••••• M••••••••• L•• for P•• W••••• M••••••••• (registered 2023-04-19)
Apr 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address