RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• J••••• C•••••
- V••••• W••••• M•••••••• I••• independent RIA currentsince Aug 8, 2023 · Coral Gables, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 18, 2021 to Jul 31, 2023 · Coral Gables, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Oct 15, 2021 · Atlanta, Ga
- B••• S••••••••• L•• formerMar 30, 2018 to Feb 17, 2021 · Charlotte, Nc
- F•••• H•••••• A•••••••• I•• formerMar 14, 2016 to Mar 6, 2018 · Nashville, Tn
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 4, 2014 to Mar 21, 2016 · Kansas City, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••• W••••• M•••••••• I•••left Jul 31, 2023, registered Aug 8, 2023 (8 days) · Wirehouse to independent RIA
- T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 15, 2021, registered Oct 18, 2021 (3 days) · Affiliated broker-dealer or bank to wirehouse
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- F•••• H•••••• A•••••••• I•• to B••• S••••••••• L••left Mar 6, 2018, registered Mar 30, 2018 (24 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to F•••• H•••••• A•••••••• I••left Mar 21, 2016, registered Mar 14, 2016 (-7 days) · Other
- M•••• J••••• C••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for V••••• W••••• M•••••••• I••• (registered 2023-08-08)Jul 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address