DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• W••••• A••••••• L••
Latest filing Mar 2, 2026
First filing on the tape May 24, 2024 · 3 filings
SEC status approved since Jun 21, 2024
RAUM
$167M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$157M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$167M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$167M as of Mar 2, 2026
Mar 18, 2025$149M then
HNW client RAUM$149M as of Mar 2, 2026
Mar 18, 2025$134M then
State-registered IARs (5.B.3)1 as of Mar 2, 2026
Mar 18, 20251 then
Employees (5.A)2 as of Mar 2, 2026
Mar 18, 20252 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $167MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.3MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$149M89%
- Corporations and businesses$8.8M5.2%
- Individuals$7.9M4.7%
- Charitable organizations$1.8M1.1%
- Individual clients
- 13reported
- HNW clients
- 18reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 91reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• E•••••• M•••• | Newport Beach, Ca | Jul 13, 2018 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• A• C••••••• to R••••••• W••••• M••••••••• L••Aug 31, 2021 · RIA to RIA
Joined, latest
- M••• A• C••••••• from F••••Jun 29, 2020 · RIA to RIA
- R••• E•••••• M•••• from S••••••• F•••••••• S•••••••• I•••Jul 13, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• R•••• E•••••• · Founder & Wealth Advisor, Managing Member, Ccocontrolsince 05/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Individual clients · 16 to 13Mar 18, 2025 to Mar 2, 2026
- Accounts · 87 to 91Mar 18, 2025 to Mar 2, 2026
- HNW clients · 15 to 18Mar 18, 2025 to Mar 2, 2026
- Discretionary RAUM · $149M to $167MMar 18, 2025 to Mar 2, 2026
- HNW RAUM · $134M to $149MMar 18, 2025 to Mar 2, 2026
- Individual RAUM · $7.0M to $7.9MMar 18, 2025 to Mar 2, 2026
- Non-discretionary RAUM · $220,478 to $0Mar 18, 2025 to Mar 2, 2026
- RAUM · $149M to $167MMar 18, 2025 to Mar 2, 2026
- Accounts · 84 to 87May 24, 2024 to Mar 18, 2025
- Individual clients · 17 to 16May 24, 2024 to Mar 18, 2025
- Financial planning clients · 26-50 to 26-50May 24, 2024 to Mar 18, 2025
- Discretionary RAUM · $132M to $149MMay 24, 2024 to Mar 18, 2025
- HNW RAUM · $119M to $134MMay 24, 2024 to Mar 18, 2025
- Individual RAUM · $5.5M to $7.0MMay 24, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $200,667 to $220,478May 24, 2024 to Mar 18, 2025
- RAUM · $132M to $149MMay 24, 2024 to Mar 18, 2025
Signals
1 dated events
- C••••••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)May 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/catalystwealthadvisors/about/?viewAsMemreportedpublic record, Form ADV, Sep 18, 2026
- Website
- catalystwealthllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (949) 357-2390reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $167Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026