DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••••• M••••• D• L• P••

S•••• F••• I••••••••• M••••••••• C••••asset managerCutler Bay, Fl dual registrantIAPD 5927694

Feed of 09/15/2026

Also filed as E••••• M••••• D• L• P••

At current firm

1 y

since Jan 2, 2025

In the industry

15 y

since Aug 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••• I••••••••• M••••••••• C•••• asset manager current
since Jan 2, 2025 · Miami Beach, Fl
L•• F•••••••• L•• BD affiliated
Oct 19, 2021 to Oct 17, 2024 · Miami, Fl
G•• S••••••••• I••• BD affiliated
Nov 26, 2019 to Oct 20, 2021 · Ormond Beach, Fl
T••••••• I••••••••• M••••••••• I••• BD affiliated
Oct 24, 2016 to Dec 3, 2019 · Heathrow, Fl
E••••• J•••• national BD
Nov 28, 2011 to Oct 11, 2016 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••
left Oct 17, 2024, registered Jan 2, 2025 (77 days) · Other
G•• S••••••••• I••• to L•• F•••••••• L••
left Oct 20, 2021, registered Oct 19, 2021 (-1 days) · Affiliated broker-dealer or bank to another
T••••••• I••••••••• M••••••••• I••• to G•• S••••••••• I•••
left Dec 3, 2019, registered Nov 26, 2019 (-7 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to T••••••• I••••••••• M••••••••• I•••
left Oct 11, 2016, registered Oct 24, 2016 (13 days) · Other

Signals

E••••• M••••• D• L• P•• left L•• F•••••••• L•• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-01-02)
Oct 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address