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Registered advisor
L•••• C•••••• D•••••••
Feed of 09/14/2026
Also filed as Coleman Dessaint
At current firm
3 y
since Aug 17, 2023
In the industry
13 y
since Mar 14, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 17, 2023 · Boca Raton, Fl
- E•••••• A••••••• G••••• L•• BD affiliatedApr 3, 2023 to Aug 31, 2023 · Greenwood Village, Co
- P••••••• C•••••• A••••••• C••••••••• formerJan 14, 2021 to Apr 3, 2023 · Greenwood Village, Co
- P•• W••••• M••••••••• BD affiliatedFeb 7, 2019 to Jan 15, 2021 · Charlotte, Nc
- M••••• S•••••• wirehouseMay 24, 2017 to Aug 21, 2017 · Boca Raton, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 16, 2014 to Jun 17, 2015 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- E•••••• A••••••• G••••• L•• to R•••••• J•••• • A••••••••• I•••left Aug 31, 2023, registered Aug 17, 2023 (-14 days) · Affiliated broker-dealer or bank to another
- P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to P••••••• C•••••• A••••••• C•••••••••left Jan 15, 2021, registered Jan 14, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to P•• W••••• M•••••••••left Aug 21, 2017, registered Feb 7, 2019 (535 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 17, 2015, registered May 24, 2017 (707 days) · Wirehouse to wirehouse
Signals
- L•••• C•••••• D••••••• left E•••••• A••••••• G••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-08-17)Aug 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address