RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• M••••••••• N••••••
- S••••• F••••••••• L•• BD affiliated currentsince Jan 9, 2024 · Farmington Hills, Mi
- W•••• F•••• A••••••• wirehouseJun 10, 2022 to May 5, 2023 · Farmington Hills, Mi
- R•••••• J•••• • A••••••••• I••• national BDDec 22, 2017 to Jun 7, 2022 · Bloomfield Hills, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 21, 2016 to Dec 31, 2017 · Pleasant Ridge, Mi
- L••• K••• • C•••••• formerJun 17, 2014 to Dec 31, 2015 · Troy, Mi
- W•••• F•••• A••••••• wirehouseAug 16, 2011 to Jan 16, 2014 · Birmingham, Mi
- W•••• F•••• A••••••• to S••••• F••••••••• L••left May 5, 2023, registered Jan 9, 2024 (249 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Jun 7, 2022, registered Jun 10, 2022 (3 days) · Affiliated broker-dealer or bank to wirehouse
- V••• F•••••••• A•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Dec 31, 2017, registered Dec 22, 2017 (-9 days) · Other
- L••• K••• • C•••••• to V••• F•••••••• A•••••••• I•••left Dec 31, 2015, registered Jul 21, 2016 (203 days) · Other
- W•••• F•••• A••••••• to L••• K••• • C••••••left Jan 16, 2014, registered Jun 17, 2014 (152 days) · Other
- E••• M••••••••• N•••••• left W•••• F•••• A••••••• for S••••• F••••••••• L•• (registered 2024-01-09)May 5, 2023 · Advisor changed firm · fact
- E••• M••••••••• N•••••• left R•••••• J•••• • A••••••••• I••• for W•••• F•••• A••••••• (registered 2022-06-10)Jun 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address