DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Jon Piazzi

Finiat, LLCasset managerMount Dora, Fl IA-onlyIAPD 5938018

Feed of 09/15/2026

Also filed as Tom Piazzi

At current firm

0 y

since Jul 23, 2026

In the industry

13 y

since Oct 4, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Finiat, LLC asset manager current
since Jul 23, 2026 · Chicago, Il
Sei Investments Management Corp mixed wealth
Oct 24, 2024 to Nov 20, 2025 · Libertyville, Il
Orion Portfolio Solutions, LLC BD affiliated
Jul 14, 2023 to Feb 29, 2024 · Omaha, Ne
Assetmark, Inc. BD affiliated
Feb 26, 2020 to Jul 26, 2022 · Concord, Ca
Capital Client Group, Inc. no RAUM
Apr 9, 2015 to Jan 13, 2020 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

Sei Investments Management Corp to Finiat, LLC
left Nov 20, 2025, registered Jul 23, 2026 (245 days) · Other
Orion Portfolio Solutions, LLC to Sei Investments Management Corp
left Feb 29, 2024, registered Oct 24, 2024 (238 days) · Other
Assetmark, Inc. to Orion Portfolio Solutions, LLC
left Jul 26, 2022, registered Jul 14, 2023 (353 days) · Affiliated broker-dealer or bank to another
Capital Client Group, Inc. to Assetmark, Inc.
left Jan 13, 2020, registered Feb 26, 2020 (44 days) · Other

Signals

Thomas Jon Piazzi left Sei Investments Management Corp for Finiat, Llc (registered 2026-07-23)
Nov 20, 2025 · Advisor changed firm · fact
Thomas Jon Piazzi left Orion Portfolio Solutions, Llc for Sei Investments Management Corp (registered 2024-10-24)
Feb 29, 2024 · Advisor changed firm · fact
Thomas Jon Piazzi left Assetmark, Inc. for Orion Portfolio Solutions, Llc (registered 2023-07-14)
Jul 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address