RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• E• F•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 6, 2023 · Kent, Oh
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince May 11, 2023 · Sewickley, Pa
- G••••• R••••••••• P••••••• L•• institutionalMar 31, 2017 to May 15, 2023 · Pittsburgh, Pa
- C••••••••• F•••••••• N•••••• national BDJan 6, 2014 to Mar 14, 2014 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedJul 3, 2013 to Aug 27, 2013 · Pittsburgh, Pa
- E•••••••• A•••••••• L•• national BDApr 1, 2013 to Jun 6, 2013 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 26, 2012 to Mar 14, 2013 · Pittsburgh, Pa
- G••••• R••••••••• P••••••• L•• to S•••••• W••••• P•••••••• L••left May 15, 2023, registered May 11, 2023 (-4 days) · Other
- C••••••••• F•••••••• N•••••• to G••••• R••••••••• P••••••• L••left Mar 14, 2014, registered Mar 31, 2017 (1113 days) · Other
- P•• W••••• M••••••••• to C••••••••• F•••••••• N••••••left Aug 27, 2013, registered Jan 6, 2014 (132 days) · Other
- E•••••••• A•••••••• L•• to P•• W••••• M•••••••••left Jun 6, 2013, registered Jul 3, 2013 (27 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••left Mar 14, 2013, registered Apr 1, 2013 (18 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• E• F••••••• left G••••• R••••••••• P••••••• L•• for S•••••• W••••• P•••••••• L•• (registered 2023-05-11)May 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address