RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• W•••••••
- J•••••• I••••••••• C••••••• I••• independent RIA currentsince May 8, 2020 · Cincinnati, Oh
- B••• W•••••••• A•••• M••••••••• L•• otherFeb 27, 2018 to Jan 28, 2020 · Cleveland, Oh
- P•• C•••••• A••••••• L•• otherMay 13, 2015 to Jan 3, 2018 · Cleveland, Oh
- P•• W••••• M••••••••• BD affiliatedMay 1, 2013 to Apr 9, 2015 · Cleveland, Oh
- B••• W•••••••• A•••• M••••••••• L•• to J•••••• I••••••••• C••••••• I•••left Jan 28, 2020, registered May 8, 2020 (101 days) · Other
- P•• C•••••• A••••••• L•• to B••• W•••••••• A•••• M••••••••• L••left Jan 3, 2018, registered Feb 27, 2018 (55 days) · Other
- P•• W••••• M••••••••• to P•• C•••••• A••••••• L••left Apr 9, 2015, registered May 13, 2015 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address