DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Michael Chapman
Feed of 09/14/2026
Also filed as Andrew Chapman
At current firm
10 y
since Nov 6, 2015
In the industry
14 y
since Nov 23, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Keel Point, LLC independent RIA currentsince Nov 6, 2015 · Huntsville, Al
- Morgan Stanley wirehouseApr 10, 2013 to Nov 13, 2015 · Huntsville, Al
- Wells Fargo Advisors wirehouseNov 24, 2011 to Mar 28, 2013 · Huntsville, Al
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Keel Point, LLCleft Nov 13, 2015, registered Nov 6, 2015 (-7 days) · Other
- Wells Fargo Advisors to Morgan Stanleyleft Mar 28, 2013, registered Apr 10, 2013 (13 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address