DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Spencer M Bamgartner
Certified Financial Planner
Feed of 09/15/2026
Also filed as Spencer Bamgartner
At current firm
2 y
since Oct 19, 2023
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oneamerica Securities, Inc. BD affiliated currentsince Oct 19, 2023 · Indianapolis, In
- Morgan Stanley wirehouseMar 16, 2023 to Oct 13, 2023 · Sandy, Ut
- E*Trade Capital Management, LLC formerDec 9, 2021 to Sep 5, 2023 · Sandy, Ut
- Fidelity Personal And Workplace Advisors formerSep 1, 2021 to Oct 26, 2021 · Salt Lake City, Ut
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Sep 13, 2019 · Boston, Ma
- Strategic Advisers LLC national BDSep 4, 2012 to Jul 13, 2018 · American Fork, Ut
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Oneamerica Securities, Inc.left Oct 13, 2023, registered Oct 19, 2023 (6 days) · Wirehouse to affiliated broker-dealer or bank
- E*Trade Capital Management, LLC to Morgan Stanleyleft Sep 5, 2023, registered Mar 16, 2023 (-173 days) · corporate re-registration, not a move
- Fidelity Personal And Workplace Advisors to E*Trade Capital Management, LLCleft Oct 26, 2021, registered Dec 9, 2021 (44 days) · Affiliated broker-dealer or bank to independent RIA
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- Spencer M Bamgartner left Morgan Stanley for Oneamerica Securities, Inc. (registered 2023-10-19)Oct 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address