RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• H•••••• B•••••
- M•••• C••••••• A••••••• S•••••• BD affiliated currentsince Dec 19, 2025 · Little Rock, Ar
- T•••••• formerDec 5, 2019 to Dec 22, 2025 · Conway, Ar
- C••••••••• S••••••••• L•• BD affiliatedSep 11, 2017 to Dec 31, 2017 · Benton, Ar
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAAug 20, 2013 to Sep 29, 2015 · Little Rock, Ar
- W•• A•••••••• L• formerJan 16, 2013 to Jun 19, 2013 · Little Rock, Ar
- T•••••• to M•••• C••••••• A••••••• S••••••left Dec 22, 2025, registered Dec 19, 2025 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C••••••••• S••••••••• L•• to T••••••left Dec 31, 2017, registered Dec 5, 2019 (704 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• O• O•••• I••••••• S•••••••• I••• to C••••••••• S••••••••• L••left Sep 29, 2015, registered Sep 11, 2017 (713 days) · Other
- W•• A•••••••• L• to M••••• O• O•••• I••••••• S•••••••• I•••left Jun 19, 2013, registered Aug 20, 2013 (62 days) · Other
- R••••• H•••••• B••••• left Trutoro for M•••• C••••••• A••••••• S•••••• (registered 2025-12-19)Dec 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address