DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• R•••••••

C•••••••institutionalAlexandria, Vadual registrantIAPD 5947033

Feed of 09/14/2026

Also filed as J•••• R•••••••

At current firm

1 y

since Dec 20, 2024

In the industry

15 y

since Aug 9, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Dec 20, 2024 · Alexandria, Va
C••••••• W••••• M••••••••• I••• former
Jul 24, 2018 to Mar 28, 2025 · Alexandria, Va
C•••••• O•• A•••••••• L•• former
May 5, 2017 to Apr 23, 2018 · Washington, Dc
W•••• F•••• A••••••• wirehouse
Sep 12, 2014 to May 3, 2017 · Arlington, Va
V••• F•••••••• A•••••••• I••• BD affiliated
Oct 6, 2011 to Sep 3, 2014 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••• W••••• M••••••••• I••• to C•••••••
left Mar 28, 2025, registered Dec 20, 2024 (-98 days) · Other · moved with a team
C•••••• O•• A•••••••• L•• to C••••••• W••••• M••••••••• I•••
left Apr 23, 2018, registered Jul 24, 2018 (92 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to C•••••• O•• A•••••••• L••
left May 3, 2017, registered May 5, 2017 (2 days) · Other
V••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••
left Sep 3, 2014, registered Sep 12, 2014 (9 days) · Other

Signals

J•••• R••••••• left C••••••• W••••• M••••••••• I••• for Captrust (registered 2024-12-20)
Mar 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address