RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• A••• S••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jan 28, 2025 · Jersey City, Nj
- T• A••••••••• I••• formerJul 19, 2022 to Oct 14, 2022 · Red Bank, Nj
- P••• A••••• S••••••••• L•• BD affiliatedFeb 23, 2017 to Jun 1, 2017 · Tampa, Fl
- C•••••• S••••• • C••• I••• national BDJan 5, 2015 to Jan 19, 2017 · Sarasota, Fl
- U••• F•••••••• P••••••• S••••••• formerSep 15, 2011 to Nov 28, 2014 · Tampa, Fl
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left Oct 14, 2022, registered Jan 28, 2025 (837 days) · channel change inside one enterprise, not a move · moved with a team
- P••• A••••• S••••••••• L•• to T• A••••••••• I•••left Jun 1, 2017, registered Jul 19, 2022 (1874 days) · Other
- C•••••• S••••• • C••• I••• to P••• A••••• S••••••••• L••left Jan 19, 2017, registered Feb 23, 2017 (35 days) · Other
- U••• F•••••••• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Nov 28, 2014, registered Jan 5, 2015 (38 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address