M•••••• C• H••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since May 30, 2025 · New Haven, Ct
• E•••••• A••••••• G••••• L•• BD affiliated
  Feb 24, 2022 to Jul 26, 2022 · Greenwood Village, Co
• V••••••• A•••••••• I••• BD affiliated
  Aug 3, 2017 to Feb 26, 2020 · Charlotte, Nc
• S•••••••• A••••••• L•• national BD
  May 7, 2015 to Nov 19, 2015 · Merrimack, Nh

• E•••••• A••••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jul 26, 2022, registered May 30, 2025 (1039 days) · Affiliated broker-dealer or bank to wirehouse
• V••••••• A•••••••• I••• to E•••••• A••••••• G••••• L••
  left Feb 26, 2020, registered Feb 24, 2022 (729 days) · Other
• S•••••••• A••••••• L•• to V••••••• A•••••••• I•••
  left Nov 19, 2015, registered Aug 3, 2017 (623 days) · Other

• ••• Locked
  Jul 26, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address