DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• C••••••••

J••• M••••• S••••••••• L••wirehouseAtlanta, Gadual registrantIAPD 5958793

Feed of 09/14/2026

Also filed as A••••• A Brownemarke

At current firm

0 y

since Mar 5, 2026

In the industry

13 y

since Jan 28, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Mar 5, 2026 · Atlanta, Ga
E•••• S••••••••• L•• BD affiliated
Jul 23, 2025 to Aug 5, 2025 · Vienna, Va
A••••• A•• P••••••• S••••••• BD affiliated
Mar 25, 2022 to Nov 5, 2024 · Marietta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 22, 2016 to Jan 3, 2022 · Mcdonough, Ga
P•••• S••••••••• L•• no RAUM
Feb 7, 2013 to Jan 9, 2015 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••• S••••••••• L•• to J••• M••••• S••••••••• L••
left Aug 5, 2025, registered Mar 5, 2026 (212 days) · Affiliated broker-dealer or bank to wirehouse
A••••• A•• P••••••• S••••••• to E•••• S••••••••• L••
left Nov 5, 2024, registered Jul 23, 2025 (260 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••
left Jan 3, 2022, registered Mar 25, 2022 (81 days) · Wirehouse to affiliated broker-dealer or bank
P•••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 9, 2015, registered Dec 22, 2016 (713 days) · Other

Signals

A••••• C•••••••• left E•••• S••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-03-05)
Aug 5, 2025 · Advisor changed firm · fact
A••••• C•••••••• left A••••• A•• P••••••• S••••••• for E•••• S••••••••• L•• (registered 2025-07-23)
Nov 5, 2024 · Advisor changed firm · fact
A••••• C•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••• A•• P••••••• S••••••• (registered 2022-03-25)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address