DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gary Hay
Feed of 09/14/2026
At current firm
3 y
since Dec 1, 2022
In the industry
14 y
since Sep 30, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Dec 1, 2022 · Henderson, Nv
- Woodbury Financial Services, Inc. formerMar 1, 2019 to Nov 16, 2022 · Henderson, Nv
- Questar Asset Management, Inc. formerMar 22, 2018 to Mar 1, 2019 · Boulder City, Nv
- The Wealth Consulting Group independent RIANov 17, 2014 to Mar 16, 2018 · Las Vegas, Nv
- New England Securities Corporation formerMar 19, 2013 to Oct 30, 2014 · Las Vegas, Nv
- Wells Fargo Advisors wirehouseOct 3, 2011 to Feb 11, 2013 · Henderson, Nv
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to Cambridge Investment Research Advisors, Inc.left Nov 16, 2022, registered Dec 1, 2022 (15 days) · Affiliated broker-dealer or bank to another
- Questar Asset Management, Inc. to Woodbury Financial Services, Inc.left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- The Wealth Consulting Group to Questar Asset Management, Inc.left Mar 16, 2018, registered Mar 22, 2018 (6 days) · Other
- New England Securities Corporation to The Wealth Consulting Groupleft Oct 30, 2014, registered Nov 17, 2014 (18 days) · Other
- Wells Fargo Advisors to New England Securities Corporationleft Feb 11, 2013, registered Mar 19, 2013 (36 days) · Other
Signals
- Gary Hay left Woodbury Financial Services, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-01)Nov 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address