RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Oct 14, 2022 · Alpharetta, Ga
- U•• F•••••••• S••••••• I••• wirehouseJan 9, 2015 to Jan 3, 2022 · Fort Myers, Fl
- A••••••••• L••• otherFeb 21, 2013 to Nov 26, 2014 · Tampa, Fl
- U••• F•••••••• P••••••• S••••••• formerOct 14, 2011 to Jan 7, 2013 · Tampa, Fl
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jan 3, 2022, registered Oct 14, 2022 (284 days) · Wirehouse to wirehouse · moved with a team
- A••••••••• L••• to U•• F•••••••• S••••••• I•••left Nov 26, 2014, registered Jan 9, 2015 (44 days) · Other
- U••• F•••••••• P••••••• S••••••• to A••••••••• L•••left Jan 7, 2013, registered Feb 21, 2013 (45 days) · Other
- M••• S• E•••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-10-14)Jan 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address