J••••• B••••••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Framingham, Ma
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jan 12, 2021 to Mar 31, 2025 · Framingham, Ma
• A••••• A•• P••••••• S••••••• BD affiliated
  Jun 28, 2018 to Nov 13, 2020 · Cambridge, Ma
• J••• M••••• S••••••••• L•• wirehouse
  Sep 6, 2016 to Jun 12, 2018 · New York, Ny
• S•••••••• A••••••• L•• national BD
  Jul 10, 2015 to Aug 17, 2016 · Boston, Ma

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Nov 13, 2020, registered Jan 12, 2021 (60 days) · Affiliated broker-dealer or bank to another · moved with a team
• J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••
  left Jun 12, 2018, registered Jun 28, 2018 (16 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Aug 17, 2016, registered Sep 6, 2016 (20 days) · Affiliated broker-dealer or bank to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address