RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M• R•••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 25, 2026 · Boynton Beach, Fl
- W•••• F•••• A••••••• wirehouseJun 24, 2021 to Dec 11, 2025 · Palm Beach Gardens, Fl
- W•••• F•••• A••••••• wirehouseMar 17, 2021 to Jun 23, 2021 · Deerfield Beach, Fl
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Dec 11, 2025, registered Jun 25, 2026 (196 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 23, 2021, registered Jun 24, 2021 (1 days) · channel change inside one enterprise, not a move
- T••••• M• R••••••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-25)Dec 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address