DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephen Andrew High

Voya Financial Advisors, Inc.BD affiliatedBoston, Madual registrantIAPD 5969213

Feed of 09/14/2026

Also filed as Stephen Andrew High

At current firm

0 y

since Nov 12, 2025

In the industry

15 y

since Oct 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Nov 12, 2025 · Boston, Ma
Ameritas Advisory Services, LLC BD affiliated
Jan 31, 2025 to Aug 25, 2025 · Sudbury, Ma
Commonwealth Financial Network national BD
Jul 26, 2022 to Sep 27, 2024 · Waltham, Ma
Johnson Brunetti independent RIA
Nov 30, 2021 to Mar 21, 2022 · Needham, Ma
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jul 1, 2019 to Nov 5, 2021 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Ameritas Advisory Services, LLC to Voya Financial Advisors, Inc.
left Aug 25, 2025, registered Nov 12, 2025 (79 days) · Affiliated broker-dealer or bank to another
Commonwealth Financial Network to Ameritas Advisory Services, LLC
left Sep 27, 2024, registered Jan 31, 2025 (126 days) · Affiliated broker-dealer or bank to another
Johnson Brunetti to Commonwealth Financial Network
left Mar 21, 2022, registered Jul 26, 2022 (127 days) · RIA to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Johnson Brunetti
left Nov 5, 2021, registered Nov 30, 2021 (25 days) · Wirehouse to independent RIA

Signals

Stephen Andrew High left Ameritas Advisory Services, Llc for Voya Financial Advisors, Inc. (registered 2025-11-12)
Aug 25, 2025 · Advisor changed firm · fact
Stephen Andrew High left Commonwealth Financial Network for Ameritas Advisory Services, Llc (registered 2025-01-31)
Sep 27, 2024 · Advisor changed firm · fact
Stephen Andrew High left Johnson Brunetti for Commonwealth Financial Network (registered 2022-07-26)
Mar 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address