RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P•••••• S•••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Minneapolis, Mn
- U••• B•••••• I••••••••• I••• formerDec 8, 2017 to Feb 13, 2026 · Minneapolis, Mn
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 24, 2016 to Jul 13, 2017 · Chicago, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 17, 2015 to Mar 10, 2016 · Oakdale, Mn
- O•••• W•••••• I••• BD affiliatedDec 8, 2014 to Mar 23, 2016 · Oakdale, Mn
- S•••••••• F••••••••• I••• formerDec 8, 2014 to Mar 23, 2016 · Oakdale, Mn
- W••••••• F•••••••• S•••••••• I••• formerDec 8, 2014 to Mar 23, 2016 · Oakdale, Mn
- F•• S••••••••• C••••••••• formerDec 8, 2014 to Mar 23, 2016 · Oakdale, Mn
- U••• B•••••• I••••••••• I••• formerSep 8, 2014 to Nov 12, 2014 · Saint Paul, Mn
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- S•••••• N••••••• • C••••••• I••••••••• to U••• B•••••• I••••••••• I•••left Jul 13, 2017, registered Dec 8, 2017 (148 days) · Other
- S•••••••• F••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 23, 2016, registered Dec 17, 2015 (-97 days) · Other
- W••••••• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Mar 23, 2016, registered Dec 8, 2014 (-471 days) · Other
- O•••• W•••••• I••• to S•••••••• F••••••••• I•••left Mar 23, 2016, registered Dec 8, 2014 (-471 days) · Other
- F•• S••••••••• C••••••••• to O•••• W•••••• I•••left Mar 23, 2016, registered Dec 8, 2014 (-471 days) · Other
- V•••• F•••••••• A•••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 10, 2016, registered Mar 24, 2016 (14 days) · Other
- U••• B•••••• I••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Nov 12, 2014, registered Dec 8, 2014 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address