RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•• M••••••
- L••••••• A••••••• independent RIA currentsince Jan 28, 2026 · Ankeny, Ia
- S••••••• S••••• independent RIADec 22, 2020 to Jan 23, 2026 · West Des Moines, Ia
- U••• B•••••• I••••••••• I••• formerMay 7, 2019 to Aug 12, 2019 · West Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedOct 9, 2014 to Oct 2, 2015 · Des Moines, Ia
- S••••••• S••••• to L••••••• A•••••••left Jan 23, 2026, registered Jan 28, 2026 (5 days) · RIA to RIA
- U••• B•••••• I••••••••• I••• to S••••••• S•••••left Aug 12, 2019, registered Dec 22, 2020 (498 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••••• S••••••••• I••• to U••• B•••••• I••••••••• I•••left Oct 2, 2015, registered May 7, 2019 (1313 days) · Other
- M•••••• J•• M•••••• left S••••••• S••••• for L••••••• A••••••• (registered 2026-01-28)Jan 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address