DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Syverson Strege
Legal name Syverson Strege & Company
Latest filing Jul 13, 2026
First filing on the tape Feb 2, 2012 · 66 filings
SEC status approved since Oct 1, 1997
RAUM
$911M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
96%
$870M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$65.1M
derived; firm RAUM over IAPD count
Employees
15
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
66 filings and snapshots on the tape
RAUM$911M as of Jul 13, 2026
Feb 2, 2012$285M then
HNW client RAUM$816M as of Jul 13, 2026
Feb 22, 2018$346M then
State-registered IARs (5.B.3)11 as of Jul 13, 2026
Feb 26, 20138 then
Employees (5.A)15 as of Jul 13, 2026
Feb 26, 201310 then
Private funds: no history
RAUM +1.2% over the last fiscal year+11% a year over threeIARs 13 to 11
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $65.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $460,249derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $585M, 425 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$816M90%
- Individuals$53.7M5.9%
- Corporations and businesses$35.7M3.9%
- Pension and profit-sharing plans$2.6M0.3%
- Charitable organizations$2.3M0.2%
- Individual clients
- 227reported
- HNW clients
- 296reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,979reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $585M for 425 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Johnne David SyversonCertified Financial Planner, Chartered Financial Consultant | West Des Moines, Ia | Jan 1, 1999 | 44 y | 0 |
| Wayne Eugene JohnsonCertified Financial Planner | West Des Moines, Ia | Mar 18, 2011 | 24 y | 1 |
| Tim Adrian RoemmichCertified Financial Planner | West Des Moines, Ia | Mar 18, 2011 | 26 y | 1 |
| Matthew William RobertsCertified Financial Planner | West Des Moines, Ia | Feb 12, 2014 | 15 y | 0 |
| Lance David GunkelCertified Financial Planner, Chartered Financial Analyst | West Des Moines, Ia | Feb 18, 2014 | 22 y | 0 |
| Jason Lyn GunkelCertified Financial Planner, Chartered Financial Analyst | West Des Moines, Ia | Feb 26, 2014 | 18 y | 0 |
| Lance Raymond KnaackCertified Financial Planner | West Des Moines, Ia | May 2, 2023 | 16 y | 0 |
| Ryan David SimpsonCertified Financial Planner | West Des Moines, Ia | Mar 27, 2024 | 14 y | 0 |
| Damian L BeardCertified Financial Planner | West Des Moines, Ia | Sep 1, 2024 | 11 y | 3 |
| Jennifer Elisabeth ScheckCertified Financial Planner | West Des Moines, Ia | May 5, 2025 | 10 y | 0 |
| Cameron John PietzschCertified Financial Planner | West Des Moines, Ia | May 7, 2025 | 11 y | 0 |
| Teresa Marie BaumannCertified Financial Planner | West Des Moines, Ia | May 1, 2026 | 11 y | 0 |
| Tanner Reed SprouseCertified Financial Planner | West Des Moines, Ia | May 19, 2026 | 14 y | 2 |
| Kevin James McleanChartered Financial Analyst | West Des Moines, Ia | Jul 13, 2026 | 20 y | 1 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 7.1% of current headcount4 left over 36 months
Left, latest
- Michael Jay Murkins to Lexaurum AdvisorsJan 23, 2026 · RIA to RIA
- Benjamin Russell Geiger to Simplified Planning And InvestmentsAug 28, 2025 · RIA to a state-registered adviser
- Tyler Patrick Conley to Xypn SapphireAug 15, 2025 · RIA to RIA
- Robert Daniels to Cambridge Investment Research Advisors, Inc.May 6, 2025 · RIA to affiliated broker-dealer or bank
- Ethan Bryce Gascho to Foster Group, Inc.Dec 6, 2019 · RIA to RIA
- Blake W Mckibbin to RBC Capital Markets, LLCApr 12, 2018 · RIA to affiliated broker-dealer or bank
- Walter Philip Mozdzer to Foster Group, Inc.Feb 12, 2018 · Other
- James Mantosh to Creative PlanningSep 11, 2017 · Other
- Brian Matthew Mckibban to Cliftonlarsonallen Wealth Advisors, LLCMay 10, 2016 · Other
- James Philip Sandager to Sandager Advisors LLCJan 26, 2006 · Other
Joined, latest
- Kevin James Mclean from Roxbury Capital Management LLCJul 13, 2026 · Other
- Tanner Reed Sprouse from MarinerMay 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Damian L Beard from Edelman Financial EnginesSep 1, 2024 · RIA to RIA
- Robert Daniels from Edward JonesMar 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- Michael Jay Murkins from U.S. Bancorp Investments, Inc.Dec 22, 2020 · Affiliated broker-dealer or bank to independent RIA
- Benjamin Russell Geiger from Signator Investors, Inc.Apr 28, 2020 · Affiliated broker-dealer or bank to independent RIA
- Tyler Patrick Conley from Legacy Financial GroupMay 6, 2019 · RIA to RIA
- Blake W Mckibbin from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 24, 2017 · Other
- Wayne Eugene Johnson from Waddell & ReedMar 18, 2011 · Other
- Tim Adrian Roemmich from Piper Sandler & Co.Mar 18, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Meribeth Grogan · Syverson Strege Director Of Finance And Administrationcontrolsince 10/2018 · owns less than 5%
- Lyn Jason Gunkel · Syverson Strege Chief Investment Officercontrolsince 10/2018 · owns less than 5%
- David Lance Gunkel · President Vbhc & Syverson Strege Managing Directorcontrolsince 06/2014 · owns less than 5%
- William Matthew Roberts · Syverson Strege Chief Planning Officer & Chief Compliance Officercontrolsince 10/2018 · owns less than 5%
- Glenn David Strege · Chairman, Secretary Vbhc & Syverson Strege Senior Fee-Only Financial Plannercontrolsince 01/2017 · owns less than 5%
- David Johnne Syverson · Board Member Vbhc & Syverson Strege Senior Fee-Only Plannercontrolsince 01/2010 · owns less than 5%
- Glenn David Strege · Ownercontrolsince 01/2010 · owns 50% to 75% of Values Based Holding Corporation
- Eugene Wayne Johnson · Board Member Vbhcsince 01/2020 · owns less than 5%
Entity owners
- Values Based Holding Corporation · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Des Moines, Ia · principal | 14 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,174 to 1,979Aug 28, 2025 to Mar 4, 2026
- Advisory employees · 15 to 13Aug 28, 2025 to Mar 4, 2026
- Charity clients · unset to 5.0Aug 28, 2025 to Mar 4, 2026
- HNW clients · 308 to 296Aug 28, 2025 to Mar 4, 2026
- Individual clients · 274 to 227Aug 28, 2025 to Mar 4, 2026
- Assets in custody · $376M to $585MAug 28, 2025 to Mar 4, 2026
- State-registered IARs · 13 to 11Aug 28, 2025 to Mar 4, 2026
- Discretionary RAUM · $657M to $765MAug 28, 2025 to Mar 4, 2026
- HNW RAUM · $780M to $816MAug 28, 2025 to Mar 4, 2026
- Individual RAUM · $63.3M to $53.7MAug 28, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $243M to $146MAug 28, 2025 to Mar 4, 2026
- Pension RAUM · $597,178 to $2.6MAug 28, 2025 to Mar 4, 2026
- RAUM · $900M to $911MAug 28, 2025 to Mar 4, 2026
- Financial planning clients · More than 500 to More than 500May 7, 2025 to Jul 31, 2025
- Accounts · 2,031 to 2,174Sep 23, 2024 to Jan 13, 2025
- HNW clients · 285 to 308Sep 23, 2024 to Jan 13, 2025
- Individual clients · 269 to 274Sep 23, 2024 to Jan 13, 2025
- Assets in custody · $344M to $376MSep 23, 2024 to Jan 13, 2025
- Discretionary RAUM · $586M to $657MSep 23, 2024 to Jan 13, 2025
- HNW RAUM · $682M to $780MSep 23, 2024 to Jan 13, 2025
- Individual RAUM · $59.5M to $63.3MSep 23, 2024 to Jan 13, 2025
- Non-discretionary RAUM · $208M to $243MSep 23, 2024 to Jan 13, 2025
- Pension RAUM · $629,881 to $597,178Sep 23, 2024 to Jan 13, 2025
- RAUM · $793M to $900MSep 23, 2024 to Jan 13, 2025
- Accounts · 1,973 to 2,031Sep 5, 2023 to Feb 21, 2024
- Advisory employees · 14 to 15Sep 5, 2023 to Feb 21, 2024
- HNW clients · 276 to 285Sep 5, 2023 to Feb 21, 2024
- Individual clients · 253 to 269Sep 5, 2023 to Feb 21, 2024
- Assets in custody · $522M to $344MSep 5, 2023 to Feb 21, 2024
- Employees · 14 to 15Sep 5, 2023 to Feb 21, 2024
- Financial planning clients · 251-500 to More than 500Sep 5, 2023 to Feb 21, 2024
- State-registered IARs · 11 to 13Sep 5, 2023 to Feb 21, 2024
- Discretionary RAUM · $519M to $586MSep 5, 2023 to Feb 21, 2024
- HNW RAUM · $587M to $682MSep 5, 2023 to Feb 21, 2024
- Individual RAUM · $47.9M to $59.5MSep 5, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $147M to $208MSep 5, 2023 to Feb 21, 2024
- Pension RAUM · $490,255 to $629,881Sep 5, 2023 to Feb 21, 2024
- RAUM · $666M to $793MSep 5, 2023 to Feb 21, 2024
- Accounts · 1,880 to 1,973Oct 31, 2022 to Feb 3, 2023
- HNW clients · 251 to 276Oct 31, 2022 to Feb 3, 2023
Signals
7 dated events
- Michael Jay Murkins left Syverson Strege for Lexaurum Advisors (registered 2026-01-28)Jan 23, 2026 · Advisor changed firm · fact
- Benjamin Russell Geiger left Syverson Strege for Simplified Planning And Investments (registered 2025-09-05)Aug 28, 2025 · Advisor changed firm · fact
- Tyler Patrick Conley left Syverson Strege for Xypn Sapphire (registered 2025-08-18)Aug 15, 2025 · Advisor changed firm · fact
- Robert Daniels left Syverson Strege for Cambridge Investment Research Advisors, Inc. (registered 2025-05-30)May 6, 2025 · Advisor changed firm · fact
- Lyn Jason Gunkel (Syverson Strege Chief Investment Officer) appeared on Schedule A of Syverson StregeJan 22, 2021 · Control person joined · fact
- William Matthew Roberts (Syverson Strege Chief Planning Officer & Chief Compliance Officer) appeared on Schedule A of Syverson StregeJan 22, 2021 · Control person joined · fact
- Meribeth Grogan (Syverson Strege Director Of Finance And Administration) appeared on Schedule A of Syverson StregeJan 22, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 515-225-6000reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- syversonstrege.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 515-225-6000reportedpublic record, Form ADV, Jul 13, 2026
- Contact form
- onlyworkforyou.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- onlyworkforyou.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026