J••• A•••••• B•••••••••

P•• W••••• M•••••••••BD affiliatedRio Rancho, Nm dual registrantIAPD 5986566

Certified Financial Planner

Feed of 09/15/2026

Also filed as J••• A• B•••••••••

At current firm

3 y

since Jan 26, 2023

In the industry

14 y

since Nov 15, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Jan 26, 2023 · Rio Rancho, Nm
W•••• F•••• A••••••• wirehouse
Mar 24, 2017 to Feb 16, 2023 · El Paso, Tx
M••••• S•••••• wirehouse
Dec 23, 2014 to Mar 28, 2017 · El Paso, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to P•• W••••• M•••••••••
left Feb 16, 2023, registered Jan 26, 2023 (-21 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Mar 28, 2017, registered Mar 24, 2017 (-4 days) · Wirehouse to wirehouse

Signals

••• Locked
Feb 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address