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Registered advisor

A••••• M•••• G••••••

J••• M••••• S••••••••• L••wirehouseNew York, Ny dual registrantIAPD 5992595

Feed of 09/15/2026

Also filed as A••••• M•••• G••••••

At current firm

2 y

since May 10, 2024

In the industry

15 y

since Sep 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since May 10, 2024 · Irvine, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 21, 2023 to Apr 30, 2024 · New York, Ny
M••••• S•••••• wirehouse
Apr 26, 2019 to Jan 3, 2024 · Purchase, Ny
J••• M••••• P•••••• W••••• A••••••• L•• former
Jan 20, 2017 to Mar 25, 2019 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 21, 2015 to Jan 24, 2017 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••
left Apr 30, 2024, registered May 10, 2024 (10 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
M••••• S•••••• to C•••••••• G••••• M•••••• I•••
left Jan 3, 2024, registered Dec 21, 2023 (-13 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••
left Mar 25, 2019, registered Apr 26, 2019 (32 days) · RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Jan 24, 2017, registered Jan 20, 2017 (-4 days) · Other · moved with a team

Signals

A••••• M•••• G•••••• left C•••••••• G••••• M•••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-05-10)
Apr 30, 2024 · Advisor changed firm · fact
A••••• M•••• G•••••• left M••••• S•••••• for C•••••••• G••••• M•••••• I••• (registered 2023-12-21)
Jan 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address