DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ashley W Owens

11 FinancialformerGretna, VaIA-onlyIAPD 5993709

Feed of 09/14/2026

Also filed as Ashley W Owens

At current firm

1 y

since Jan 29, 2025

In the industry

14 y

since Feb 10, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

11 Financial former current
since Jan 29, 2025 · Gretna, Va
11 Financial former
Mar 18, 2024 to Dec 31, 2024 · Gretna, Va
Captrust institutional
Oct 30, 2019 to Mar 18, 2024 · Lynchburg, Va
Osaic Institutions, Inc. BD affiliated
Oct 25, 2017 to Jul 19, 2019 · Farmville, Va
Securities America Advisors, Inc. former
Sep 17, 2015 to Oct 25, 2017 · Forest, Va
LPL Financial LLC BD affiliated
Jan 29, 2015 to Oct 5, 2015 · Lynchburg, Va
MML Investors Services, LLC BD affiliated
Jul 23, 2014 to Oct 22, 2014 · Lynchburg, Va
Edward Jones national BD
Apr 17, 2012 to Jun 3, 2014 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Captrust to 11 Financial
left Mar 18, 2024, registered Mar 18, 2024 (0 days) · Other
Osaic Institutions, Inc. to Captrust
left Jul 19, 2019, registered Oct 30, 2019 (103 days) · Other
Securities America Advisors, Inc. to Osaic Institutions, Inc.
left Oct 25, 2017, registered Oct 25, 2017 (0 days) · Other
LPL Financial LLC to Securities America Advisors, Inc.
left Oct 5, 2015, registered Sep 17, 2015 (-18 days) · Other
MML Investors Services, LLC to LPL Financial LLC
left Oct 22, 2014, registered Jan 29, 2015 (99 days) · Other
Edward Jones to MML Investors Services, LLC
left Jun 3, 2014, registered Jul 23, 2014 (50 days) · Other

Signals

Ashley W Owens left Captrust for 11 Financial (registered 2024-03-18)
Mar 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address