DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• L• L••••

C••••• I••••••••• A••••••• L••BD affiliatedMoore, Okdual registrantIAPD 5998226

Feed of 09/14/2026

Also filed as C•••••••• Lourinda Fagan

At current firm

2 y

since Apr 18, 2024

In the industry

18 y

since Aug 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 18, 2024 · Moore, Ok
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Feb 5, 2024 · Oklahoma City, Ok
W••••••• F•••••••• S•••••••• I••• former
Jun 20, 2023 to Jan 19, 2024 · Oklahoma City, Ok
C••••• A••••••• L•• former
Oct 3, 2016 to Jun 26, 2023 · Oklahoma City, Ok
I•••••••• C•••••• A••••••• former
Aug 26, 2016 to Oct 3, 2016 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••
left Feb 5, 2024, registered Apr 18, 2024 (73 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
C••••• A••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Jun 26, 2023, registered Jun 20, 2023 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
I•••••••• C•••••• A••••••• to C••••• A••••••• L••
left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team

Signals

C•••••••• L• L•••• left O•••• W•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-04-18)
Feb 5, 2024 · Advisor changed firm · fact
C•••••••• L• L•••• left C••••• A••••••• L•• for W••••••• F•••••••• S•••••••• I••• (registered 2023-06-20)
Jun 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address