DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• A•••• D•••••

D••••••••• F••• A••••••• L•asset managerAustin, Txdual registrantIAPD 5998828

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Samuel Dewitt

At current firm

1 y

since Jul 31, 2025

In the industry

14 y

since Jan 9, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D••••••••• F••• A••••••• L• asset manager current
since Jul 31, 2025 · Austin, Tx
B•••••••• I••••••••• M••••••••• L•• asset manager
Nov 2, 2021 to Jan 25, 2024 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 12, 2020 to Oct 11, 2021 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 3, 2016 to Dec 15, 2017 · New York, Ny
U•• F•••••••• S••••••• I••• wirehouse
Dec 19, 2014 to Aug 15, 2016 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 10, 2012 to Jan 3, 2013 · Plantation, Fl
V••• F•••••••• A•••••••• I••• BD affiliated
Jan 18, 2012 to Jul 31, 2012 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

B•••••••• I••••••••• M••••••••• L•• to D••••••••• F••• A••••••• L•
left Jan 25, 2024, registered Jul 31, 2025 (553 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•••••••• I••••••••• M••••••••• L••
left Oct 11, 2021, registered Nov 2, 2021 (22 days) · Other
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 15, 2016, registered Oct 3, 2016 (49 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Jan 3, 2013, registered Dec 19, 2014 (715 days) · Wirehouse to wirehouse
V••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 31, 2012, registered Dec 10, 2012 (132 days) · Other

Signals

S••••• A•••• D••••• left B•••••••• I••••••••• M••••••••• L•• for D••••••••• F••• A••••••• L• (registered 2025-07-31)
Jan 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address