RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T••••• G•••
- M••••••••• R••••••••• BD affiliated currentsince Dec 2, 2021 · West Chester, Pa
- T• R••• P•••• A••••••••• I••• asset managerFeb 27, 2019 to Nov 10, 2021 · Owings Mills, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedOct 16, 2018 to Mar 6, 2019 · Owings Mills, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 27, 2012 to Jul 20, 2017 · Wilmington, De
- T• R••• P•••• A••••••••• I••• to M••••••••• R•••••••••left Nov 10, 2021, registered Dec 2, 2021 (22 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to T• R••• P•••• A••••••••• I•••left Mar 6, 2019, registered Feb 27, 2019 (-7 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Jul 20, 2017, registered Oct 16, 2018 (453 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address